Our Commitment To Privacy
Hanlon Investment Management, Inc. is committed to maintaining the confidentiality, integrity, and security of personal information about our current and prospective business partners, investment professionals and their clients.
How and Why We Obtain Personal Information
HIM takes great care to protect personal information about you and when we use it, we do so with respect for your privacy. We may use personal information about you to service and maintain your account; process transactions in your account; respond to inquiries from you or your representative; develop, offer, and deliver products and services; or to fulfill legal and regulatory requirements. HIM may collect public and non-public personal information about you from any of the following sources:
- You or your representative on applications or forms (for example, name, address, Social Security number, birth date, assets and income)
- Transactional activity in your account (for example, trading history and balances)
- Other interactions with HIM (for example, discussions with our customer service staff or information you enter into our Websites)
- Emails from you or an authorized representative
- Information from other third party data services (for example, to verify your identity and to better understand your product and service needs)
- You or your representative regarding your preferences (for example, your choice of electronic statement delivery, or the screen layout you specify if you use our Internet sites)
- Other sources with your consent or with the consent of your representative
How We Protect Information About You
HIM considers the protection of personal information to be a foundation of customer trust and a sound business practice. We employ physical, electronic and procedural controls and we regularly adapt these controls to respond to changing requirements and advances in technology.
At HIM, we restrict access to personal information to those who require it to develop, support, offer and deliver products and services to you.
How We Share Information About You With Third Parties
HIM does not share personal information about our customers with unaffiliated third parties for use in marketing their products and services. We may share personal information with the following entities:
- Unaffiliated service providers (for example, printing and mailing companies, securities clearinghouses, marketing service providers, and other entities who may provide services at HIM’s direction)
- Government agencies, other regulatory bodies and law enforcement officials (for example, for tax purposes or for reporting suspicious transactions)
- Other organizations, with your consent or as directed by your representative (for example, if you use HIM as a financial reference in applying for credit with another institution), or as permitted or required by law (for example, for fraud prevention)
Our service providers are obligated to keep the personal information we share with them confidential and use it only to provide services specified by HIM.
How We Share Information About You Within HIM
We may share personal information about you with various HIM affiliates including internal service providers which perform, for example, printing, mailing, and data processing services.
We use firewall barriers, encryption techniques and authentication procedures, among others, to maintain the security of your online session and to protect HIM accounts and systems from unauthorized access. We may also place cookies and similar files on your hard drive for purposes such as security, to facilitate site navigation, and to personalize your experience on our site.
When you visit HIM’s Internet sites, we may collect technical and navigational information, such as computer browser type, Internet protocol address, pages visited, and average time spent on our Websites. This information may be used, for example, to alert you to software compatibility issues, or it may be analyzed to improve our Web design and functionality.
If you are a former business partner, investment professional, or client, these policies also apply to you; we treat your information with the same care as we do information about current business partners, investment professionals, and clients.
HIM offers several options for accessing and, if necessary, correcting your information. You can review your information using your statements, or through our automated telephone or Internet services. You may also write or call us with your request for information. If we serve you through an investment professional, please contact them directly. Specific mailing addresses and telephone numbers are listed on your statements and other correspondence.
Other companies or organizations may have links to their websites on our Web pages. We are not responsible for how they collect, use, disclose or secure the information that you provide to them. Please read their privacy policies so you can learn how their website uses your information.
Hanlon Financial Group, Inc.
Hanlon Financial Group, Inc. is the holding company to a number of financial and nonfinancial companies related by common ownership or control. HFG affiliates include:
Hanlon Investment Management, Inc.
Interactive Advisory Software, LLC
Thomas J. Ericson
3393 Bargaintown Road
Egg Harbor Township, NJ 08234
This privacy statement was updated on March 2017.